Regulation

  • Article | Regulation
  • June 7th, 2017

What Are the Prospects for Regulatory Reform?

The Trump administration promises regulatory reform. What are the chances it will succeed?

  • Article | Regulation
  • May 31st, 2017

What Recent Deals Say about the Federal Reserve’s Focus on Fair Lending

A review of the latest bank mergers and acquisitions reveals a Federal Reserve focus on fair lending compliance.

  • Viewpoint | Regulation
  • April 17th, 2017

How an OCC Fintech Charter Could Benefit the Underserved

The problem of the underserved in the financial sector is a global issue.

  • Article | Regulation
  • April 12th, 2017

OCC Fintech Charter: Considerations for Banks

The OCC recently announced they would be granting charters to fintech companies. We explore the impact on banks.

  • Article | Regulation
  • March 1st, 2017

Banks Need to Watch Out for Compliance with the Servicemembers Civil Relief Act

Federal regulators have increased the enforcement tempo for SCRA compliance.

  • Article | Regulation
  • February 13th, 2017

Regulators Focus on Sales Practices: Responding to Heightened Scrutiny

Now is the time for bank boards and management to assess exposure and take steps to strengthen practices.

  • Article | Regulation
  • January 23rd, 2017
  • FinXTech

What Does 2017 Hold for the Alternative Investment Industry?

Chris Andraca of BaseVenture gives us five predictions on what will dominate the alternative investment industry in 2017.

  • Article | Regulation
  • January 18th, 2017

Bank Regulatory Update: Three Things to Think About for 2017

Dennis Hild of Crowe Horwath LLP writes about three areas regulators are increasingly emphasizing in bank regulation.

  • Article | Regulation
  • January 13th, 2017

Looking to Save Money on Compliance? Here’s How

MEDICI, which helps companies navigate the world of fintech, explores the potential benefits of technology in compliance.

  • Article | Regulation
  • December 16th, 2016
  • FinXTech

Is Trump Good for Fintech, or Bad?

Fintech firms that prosper under a Trump Administration will be those that can partner with a bank to offer financial products and services to bank customers in a more efficient and profitable manner.